Banks and their trade organizations recently urged the Office of the Comptroller of the Currency to reevaluate third-party risk management rules given what they say is a highly concentrated market for ...
As regulatory oversight continues to evolve, retirement plan advisors face growing pressure to ensure their plans’ fund lineups and fiduciary processes can withstand scrutiny. With more complex ...
The New York Department of Financial Services (NYDFS) issued an industry letter titled “Guidance on Managing Risks Related to Third-Party Service Providers” (Guidance) for Covered Entities engaging ...
The Federal Deposit Insurance Corp. does not have a clear way to measure whether its oversight of big third-party banking technology providers is actually working, according to a watchdog audit.
Fidelity Investments Life Insurance Company (FILI) is notifying nearly 30,000 affected individuals of a third-party data breach that has compromised their information. According to a notice filed with ...
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